Evidence to Action — Ohio Securities Conference 2026

Evidence to Action — Ohio Securities Conference 2026
Date: October 23, 2026 (Live in person and online)

Summary
The Ohio Department of Commerce Division of Securities announces the 2026 Ohio Securities Conference: Evidence to Action. This year’s conference will provide education, insight, networking opportunities, and more to participants in all facets of the securities industry. This event will provide a unique opportunity for lawyers, broker-dealer agents, investment adviser representatives, compliance personnel, law students, and other stakeholders the chance to engage directly with the Division of Securities and numerous high-profile thinkers, commentators, and decision-makers in the securities industry.

Event Details
Date and time: October 23, 2026, 9 a.m. – 4:10 p.m. ET

In person: Case Western Reserve University School of Law, George Gund Hall, 11075 East Blvd., Cleveland, OH 44106
Online: Live via Zoom

Co-hosts: Ohio Department of Commerce Division of Securities and Case Western Reserve University School of Law

Continuing education: Approved by the Ohio Supreme Court for 5.5 hours of CLE; CFP continuing education hours pending approval

Register and Access Materials
Registration page coming soon (Case Western Reserve RSVP)
View the conference agenda

Speakers and Topics
In addition to the Commissioner of the Division and other Division staff, speakers will also include a former Director of the Division of Examinations at the U.S. Securities and Exchange Commission, senior prosecutors from the Ohio Attorney General’s Office, financial services industry professionals, as well as officials from across the legal and regulatory communities.

Topics to be discussed include private credit, a multi-part discussion of one of the largest and most complex criminal investigations undertaken by the Division, annual updates by senior Division staff, and an industry panel.

Onsite Details
Division staff and senior leaders will be available to meet with attendees during the day.

Lunch and refreshments are provided for in-person attendees.

Speaker biographies and presentation materials will be posted on the Division's website before the conference.

Parking
CWRU parking options, including surface lots and garages
Nearby public parking (approximate daily rates):
Cleveland Botanical Garden, 11030 East Blvd. — about $18
Cleveland Museum of Art, 11150 East Blvd. — about $14
Street meters may be available; some require coins.

More Information
Visit the Ohio Division of Securities for updates, speaker bios, and final materials. https://com.ohio.gov/divisions-and-programs/securities/consumers-and-investors/ohio-securities-conference

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